Investment Banking and Regulatory Compliance Officer - Director
Crédit Agricole S.A. - new york city, NY
Vacancy details General information Entity About Crédit Agricole Corporate and Investment Bank (Crédit Agricole CIB) Crédit Agricole CIB is the ...
Created: 2024-09-21
Compliance Officer - Policies and Procedures
Marex, Inc. - new york city, NY
Diversified. Resilient. Dynamic. Marex is a global financial services platform, providing essential liquidity, market access and infrastructure ...
Created: 2024-09-21
Licensing and Registration Compliance Officer
UBS - new york city, NY
Your role Responsible for the day-to-day processing of information in relation to US regulatory requirements regarding Licensing and ...
Created: 2024-09-21
Compliance, Compliance Testing Group - Compliance Investigator / Global Markets, VP
Goldman Sachs - new york city, NY
MORE ABOUT THIS JOB: GLOBAL COMPLIANCE Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm ...
Created: 2024-09-16
VP, Compliance Surveillance Officer - Wealth eComm, Voice, and Transactional - C13
Citigroup Inc - jersey city, NJ
Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, ...
Created: 2024-09-16
Conflicts Counsel (Any US Office)
Kirkland & Ellis - new york city, NY
About Kirkland & Ellis At Kirkland & Ellis, we are united in our ambition and drive to move forward. We share core values that help us achieve ...
Created: 2024-09-16
Vice President, Capital Markets Compliance Officer
Wedbush Securities - new york city, NY
Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial ...
Created: 2024-09-16
Analyst -or- Associate, Investor Relations (New York, NY)
Affinius Capital - new york city, NY
Company Overview: Along with its affiliate companies, Affinius Capital invests across the risk spectrum for a global client base, managing over $...
Created: 2024-09-16
RIA Compliance - Assistant Vice President
ICapital - new york city, NY
iCapital is powering the world's alternative investment marketplace. Our financial technology platform has transformed how advisors, wealth ...
Created: 2024-09-17
Sponsored Links
Life Safety Systems Rep II, Electronic
Johnson Controls International - New York City, NY
Build your best future with the Johnson Controls team As a global leader in smart, healthy and sustainable buildings, our mission is to ...
Created: 2024-09-22
Sponsored Links